Corporate Governance

The Pillar 3 disclosure provides a detailed description of the key regulatory information that TD Direct Investing (Europe) Limited provides to interested parties. The basis of the document is the EU Capital Directive IV Part 8.

Pillar 3 Disclosure

TD Direct Investing was sold to Interactive Investor on 2 June 2017.  The documents below cover the regulatory requirements for the period up to this date when TD Direct Investing (Europe) Limited was part of The Toronto-Dominion Bank.

In the United Kingdom, there is a requirement to publicly disclose a firm’s approach to linking its remuneration policy and practices in the promotion of sound and effective risk management. This requirement is set out in the Capital Requirements Regulation Article 450. In accordance with this requirement, click on the links below to view the disclosure for the relevant fiscal year.

In 2014, TD Direct Investing (Europe) Limited established a Nomination Committee in accordance with the United Kingdom's adoption of the Capital Requirements Directive IV (CRD IV). Please click on the attached links to view the relevant policy and approaches requiring disclosure through the course of these activities.